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Who We Are...

Located in the NY metro area, Financial Services Consulting, LLC (FSC) offers technical, legal, front, middle, and back office brokerage support and brokerage consulting services to new and existing broker dealers, hedge funds, and registered investment advisors. 

FSC principals have been working in the financial services industry and more specifically, the brokerage industry, for more than 25 years.  Our experts know brokerage and they know the inner workings of brokerage systems, brokerage operations, SEC and FINRA regulations, the opportunities and the culture that underlie our industry.  We employ the best legal counsel, systems staff, HR personnel and operations staff that the street has to offer.  The professional consultants at FSC thrive on challenge and want nothing more than to address and solve your issues.

If you have information technology issues, regulatory concerns, need more from your clearing relationship, are struggling with merger activities, or any number of the real issues affecting investment firms today, whether you are a retail brokerage firm, registered investment advisory firm, hedge fund, or an independent start-up, we offer a wide range of customized solutions to provide you with the brokerage services and support you need.